Equity Capital Markets

We have demonstrated our long-standing focus and advocacy within small and mid-cap equity capital markets with proven execution abilities to deliver for our clients throughout a range of economic market cycles. We pride ourselves on trust and transparency in the spirit of long-term partnership with each of our issuers. Our team is backed by in-depth industry knowledge and transaction experience, with a commitment to provide senior-led, high touch service to ensure best-in-class execution.

Deal Types

  • At-the-Market Offerings (ATMs)
  • Baby Bonds
  • Committed Equity Facilities (CEFs)
  • Convertible (Equity-Linked) Issues
  • High Yield Notes
  • Initial Public Offerings (IPOs)
  • Preferred Equity
  • Private Placements
  • Secondary and Follow-On Offerings
  • Special Purpose Acquisition Company (SPAC) IPOs